Filing Details

Accession Number:
0001573221-21-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-13 16:42:46
Reporting Period:
2020-11-13
Accepted Time:
2021-01-13 16:42:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1573221 Therealreal Inc. REAL Retail-Miscellaneous Retail (5900) 451234222
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1780940 Ming Steve Lo C/o Therealreal
55 Francisco Street
San Francisco CA 94133
Vp, Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-13 1,799 $10.63 41,049 No 4 J Direct
Common Stock Acquisiton 2021-01-11 5,000 $2.56 46,049 No 4 M Direct
Common Stock Disposition 2021-01-11 5,000 $23.83 41,049 No 4 S Direct
Common Stock Acquisiton 2021-01-11 4,500 $2.56 45,549 No 4 M Direct
Common Stock Disposition 2021-01-11 4,500 $23.83 41,049 No 4 S Direct
Common Stock Acquisiton 2021-01-11 2,083 $7.64 43,132 No 4 M Direct
Common Stock Disposition 2021-01-11 2,083 $23.71 41,049 No 4 S Direct
Common Stock Disposition 2021-01-11 1,799 $23.70 39,250 No 4 S Direct
Common Stock Acquisiton 2021-01-12 5,000 $2.56 44,250 No 4 M Direct
Common Stock Disposition 2021-01-12 5,000 $26.00 39,250 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2021-01-11 5,000 $0.00 5,000 $2.56
Common Stock Incentive Stock Option (right to buy) Disposition 2021-01-11 4,500 $0.00 4,500 $2.56
Common Stock Incentive Stock Option (right to buy) Disposition 2021-01-12 5,000 $0.00 5,000 $2.56
Common Stock Incentive Stock Option (right to buy) Disposition 2021-01-11 2,083 $0.00 2,083 $7.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
39,500 2026-10-27 No 4 M Direct
35,000 2026-10-27 No 4 M Direct
30,000 2026-10-27 No 4 M Direct
13,542 2028-12-05 No 4 M Direct
Footnotes
  1. Shares acquired through the company's Employee Stock Purchase Plan on November 13, 2020.
  2. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.
  3. Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.11 to $24.27. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  4. Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.135 to $24.21. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  5. Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.20 to $24.10. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  6. Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.20 to $24.14. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  7. This stock option is fully vested at the time of exercise.