Filing Details

Accession Number:
0001104659-21-003879
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-13 16:31:40
Reporting Period:
2021-01-11
Accepted Time:
2021-01-13 16:31:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577670 Ladder Capital Corp LADR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1473358 Brian Harris C/O Ladder Capital Corp
345 Park Ave, 8Th Fl
New York NY 10154
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-01-11 3,108 $10.00 733,700 No 4 S Direct
Class A Common Stock Disposition 2021-01-12 84,270 $10.00 649,430 No 4 S Direct
Class A Common Stock Disposition 2021-01-13 19,355 $10.00 630,075 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 4,793,623 Indirect See Footnote
Class A Common Stock 400,540 Indirect By Harris Investment Associates, L.P.
Class A Common Stock 1,020,084 Indirect By Harris Investment Associates II, L.P.
Footnotes
  1. The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2020.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.01, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  4. Shares held directly by the Betsy A. Harris 2012 Family Trust, of which Mr. Harris is the trustee.