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Home > Insider Trading > Filing (0001213900-21-001843)

Filing Details

Accession Number:: 0001213900-21-001843
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-13 08:36:22
Reporting Period:: 2021-01-13

Accepted Time:: 2021-01-13 08:36:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1464790	B. Riley Financial Inc.	RILY	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1365572	M Kenneth Young	C/O B. Riley Financial, Inc. 11100 Santa Monica Blvd., Suite 800 Los Angeles CA 90025	President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-01-13	1,600	$46.00	16,100	No	4	P	Indirect	See Note

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Note

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	141,611	Direct

Footnotes

Represents stock purchased as part of a public offering of common stock by issuer.
Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.