Filing Details

Accession Number:
0001225208-21-000729
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-12 12:54:35
Reporting Period:
2021-01-11
Accepted Time:
2021-01-12 12:54:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1564429 J. Bernard Clark 3000 Schwab Way
Westlake TX 76262
Evp - Advisor Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-01-11 29,976 $26.39 102,245 No 4 M Indirect by Trust
Common Stock Disposition 2021-01-11 29,976 $60.01 72,269 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2021-01-11 29,976 $0.00 29,976 $26.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
59,953 2017-03-01 2026-03-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,557 Indirect by 401(k)
Common Stock 637 Indirect by ESOP
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2020.
  2. This transaction was executed in multiple trades at prices ranging from $60.00 to $60.015. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.