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Filing Details

Accession Number:: 0000937556-21-000012
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-11 18:16:34
Reporting Period:: 2021-01-07

Accepted Time:: 2021-01-11 18:16:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
937556	Masimo Corp	MASI	Electromedical & Electrotherapeutic Apparatus (3845)	330368882

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1228621	E Joe Kiani	C/O Masimo Corporation 52 Discovery Irvine CA 92618	Ceo And Chairman Of The Board	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-01-07	1,542	$280.05	145,539	No	4	S	Indirect	By Trust
Common Stock	Disposition	2021-01-08	52,698	$281.93	92,841	No	4	S	Indirect	By Trust
Common Stock	Disposition	2021-01-11	9,034	$280.45	83,807	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	179,241	Direct
Common Stock	632,209	Indirect	By Trust
Common Stock	352,919	Indirect	By Trust
Common Stock	359,000	Indirect	By Trust
Common Stock	2,250,291	Indirect	By Trust
Common Stock	10,368	Indirect	See Footnote
Common Stock	9,000	Indirect	See Footnote

Footnotes

The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of November 12, 2020, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934.
The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $280.00 per share to a high of $280.21 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
On January 8, 2021, 100,000 shares were transferred between two trusts for which Mr. Kiani is not the Trustee.
Shares held in four trusts for which Mr. Kiani is not the Trustee.
The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $280.00 per share to a high of $284.86 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $280.00 per share to a high of $283.75 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Shares held in one trust for which Mr. Kiani is the sole Trustee.
Shares held in Masimo Retirement Savings Plan.
Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control.