Filing Details
- Accession Number:
- 0001628280-21-000360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-11 16:58:57
- Reporting Period:
- 2021-01-07
- Accepted Time:
- 2021-01-11 16:58:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1425287 | Workhorse Group Inc. | WKHS | Motor Vehicles & Passenger Car Bodies (3711) | 261394771 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685081 | Duane Hughes | C/O Workhorse Group Inc. 100 Commerce Drive Loveland OH 45140 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Disposition | 2021-01-08 | 18,515 | $19.18 | 320,085 | No | 4 | F | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2021-01-07 | 100,000 | $25.00 | 338,600 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2021-01-07 | 100,000 | $5.28 | 438,600 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Stock Options | Disposition | 2021-01-07 | 100,000 | $5.28 | 100,000 | $5.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 250,000 | 2017-06-30 | 2027-05-19 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Stock Options | $0.97 | 2019-03-31 | 2024-02-04 | 925,000 | 925,000 | Direct |
| Common Stock, $0.001 Par Value Per Share | Stock Options | $0.97 | 2019-02-04 | 2024-02-04 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-02-04 | 925,000 | 925,000 | Direct |
| 2024-02-04 | 50,000 | 50,000 | Direct |
Footnotes
- Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on December 31, 2020.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.
Billionaire Hedge Funds
