Filing Details

Accession Number:
0001112679-11-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-08 19:54:50
Reporting Period:
2011-04-08
Filing Date:
2011-04-08
Accepted Time:
2011-04-08 19:54:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1112679 Stephen Yu C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-08 15,000 $13.53 55,853 No 4 M Direct
Common Stock Disposition 2011-04-08 15,000 $51.86 40,853 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-08 15,000 $0.00 15,000 $13.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,000 2013-06-01 No 4 M Direct
Footnotes
  1. Sold pursuant to Mr. Yu's 10b5-1 plan dated March 5, 2009.
  2. Shares sold on the Open Market are reported as an average sale price per share of $51.86; breakdown of shares sold and per share sale prices are as follows: 300 at $51.71; 84 at $51.74; 4,050 at $51.75; 1,100 at $51.76; 1,300 at $51.77; 1,400 at $51.78; 278 at $51.79; 412 at $51.80; 626 at $51.81; 50 at $51.82; 200 at $51.84; 600 at $51.94; 800 at $51.95; 200 at $51.96; 1,700 at $51.97; 400 at $52.12; 500 at $52.13 and 1,000 at $52.17.
  3. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.