Filing Details

Accession Number:
0001209191-21-002846
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-08 21:39:48
Reporting Period:
2021-01-06
Accepted Time:
2021-01-08 21:39:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1697532 Applied Therapeutics Inc. APLT Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1775410 Riccardo Perfetti C/O Applied Therapeutics, Inc.
545 5Th Avenue, Suite 1400
New York NY 10017
Chief Medical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-01-06 7,765 $1.44 7,765 No 4 M Direct
Common Stock Disposition 2021-01-06 165 $22.17 7,600 No 4 S Direct
Common Stock Disposition 2021-01-06 7,600 $23.50 0 No 4 S Direct
Common Stock Acquisiton 2021-01-07 765 $1.44 765 No 4 M Direct
Common Stock Disposition 2021-01-07 765 $21.88 0 No 4 S Direct
Common Stock Acquisiton 2021-01-08 7,985 $1.44 7,985 No 4 M Direct
Common Stock Disposition 2021-01-08 300 $21.92 7,685 No 4 S Direct
Common Stock Disposition 2021-01-08 7,685 $23.18 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-01-06 7,765 $0.00 7,765 $1.44
Common Stock Stock Option (Right to Buy Disposition 2021-01-07 765 $0.00 765 $1.44
Common Stock Stock Option (Right to Buy Disposition 2021-01-08 7,985 $0.00 7,985 $1.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
198,684 2028-12-16 No 4 M Direct
197,919 2028-12-16 No 4 M Direct
189,934 2028-12-16 No 4 M Direct
Footnotes
  1. Compensatory options granted under Applied Therapeutics, Inc.'s 2016 Equity Incentive Plan, exercised automatically pursuant to the reporting person's written trading plan previously entered into on September 16, 2020, providing for the sale of shares underlying compensatory options in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Automatic sales made pursuant to the reporting person's pre-existing written trading plan, providing for the sale of shares underlying compensatory options in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  3. Weighted average price. These shares were sold in multiple transactions at prices ranging from $21.9700 to $22.3000 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  4. Weighted average price. These shares were sold in multiple transactions at prices ranging from $23.0000 to $23.8800 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  5. Weighted average price. These shares were sold in multiple transactions at prices ranging from $21.5000 to $22.1600 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  6. Weighted average price. These shares were sold in multiple transactions at prices ranging from $21.4000 to $22.2100 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  7. Weighted average price. These shares were sold in multiple transactions at prices ranging from $22.8700 to $23.4150 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  8. Thirty-three percent (33%) of the shares subject to the option vested on August 27, 2018, and one twenty-fourth (1/24th) of the remaining shares subject to the Option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.