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Filing Details

Accession Number:: 0001547903-21-000004
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-08 19:03:30
Reporting Period:: 2021-01-06

Accepted Time:: 2021-01-08 19:03:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1547903	Nmi Holdings Inc.	NMIH	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1052831	M Bradley Shuster	C/O Nmi Holdings, Inc. 2100 Powell Street 12Th Fl. Emeryville CA 94608	Executive Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Shares, $0.01 Par Value Per Share	Acquisiton	2021-01-06	5,547	$11.75	605,598	No	4	M	Direct
Class A Common Shares, $0.01 Par Value Per Share	Disposition	2021-01-06	5,547	$24.04	600,051	No	4	S	Direct
Class A Common Shares, $0.01 Par Value Per Share	Disposition	2021-01-06	12,393	$24.04	587,658	No	4	S	Direct
Class A Common Shares, $0.01 Par Value Per Share	Acquisiton	2021-01-07	17,902	$11.75	605,560	No	4	M	Direct
Class A Common Shares, $0.01 Par Value Per Share	Disposition	2021-01-07	17,902	$24.28	587,658	No	4	S	Direct
Class A Common Shares, $0.01 Par Value Per Share	Disposition	2021-01-07	786	$24.01	586,872	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Shares, $0.01 Par Value Per Share	Stock Option (right to buy)	Disposition	2021-01-06	5,547	$0.00	5,547	$11.75
Class A Common Shares, $0.01 Par Value Per Share	Stock Option (right to buy)	Disposition	2021-01-07	17,902	$0.00	17,902	$11.75

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
17,902		2023-02-14	No	4	M	Direct
0		2023-02-14	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Shares, $0.01 Par Value Per Share	47,150	Indirect	By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries

Footnotes

Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan.
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.0364. The range of prices was $24 to $24.13. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.0403. The range of prices was $24.00 to $24.14. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.2804. The range of prices was $24.00 to $24.46. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.0057. The range of prices was $24.00 to $24.0250. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.
Represents 507,941 class A common shares and 78,931 unvested restricted stock units.
The option fully vested on February 14, 2016.