Filing Details

Accession Number:
0001628280-21-000318
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-08 16:59:36
Reporting Period:
2021-01-07
Accepted Time:
2021-01-08 16:59:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425287 Workhorse Group Inc. WKHS Motor Vehicles & Passenger Car Bodies (3711) 261394771
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593040 Joseph Raymond Chess C/O Workhorse Group Inc.,
100 Commerce Drive
Loveland OH 45140
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Disposition 2021-01-07 10,000 $24.77 136,243 No 4 S Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2021-01-07 10,000 $4.99 146,243 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.001 Par Value Per Share Stock Options Disposition 2021-01-07 10,000 $4.99 10,000 $4.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-02-03 2021-02-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $0.001 Par Value Per Share Stock Options $7.21 2016-08-16 2021-08-16 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-08-16 10,000 10,000 Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.