Filing Details
- Accession Number:
- 0001209191-21-002692
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-08 16:00:07
- Reporting Period:
- 2021-01-06
- Accepted Time:
- 2021-01-08 16:00:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1372020 | Great Lakes Dredge & Dock Corp | GLDD | Heavy Construction Other Than Bldg Const - Contractors (1600) | 205336063 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1384117 | E David Simonelli | C/O Great Lakes Dredge &Amp; Dock Corp. 1 Parkview Plaza, 8Th Floor Oakbrook Terrace IL 60181 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-01-06 | 36,025 | $14.27 | 308,743 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-01-06 | 20,000 | $6.45 | 328,743 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-06 | 20,000 | $13.82 | 308,743 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2021-01-06 | 20,000 | $6.45 | 20,000 | $6.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-06-06 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.015 to $14.55, inclusive. The reporting person undertakes to provide to Great Lakes Dredge & Dock Corporation, any security holder of Great Lakes Dredge & Dock Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Represents an exercise of vested employee stock options granted on June 6, 2012 under the Great Lakes Dredge & Dock Corporation 2007 Long-Term Incentive Plan.
- The options vested in three equal installments beginning June 6, 2013.
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