Filing Details

Accession Number:
0001562180-21-000259
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-08 11:37:46
Reporting Period:
2021-01-07
Accepted Time:
2021-01-08 11:37:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378946 People's United Financial Inc. PBCT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250515 W Kirk Walters Peoples United Bank
850 Main Street
Bridgeport CT 06604
Sr Executive Vice President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-01-07 25,000 $12.30 52,525 No 4 M Direct
Common Stock Disposition 2021-01-07 25,000 $14.32 27,525 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Option to Buy Disposition 2021-01-07 25,000 $0.00 25,000 $12.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,000 2021-03-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 28,841 Indirect Lacey & Sadie, LLC
Common Stock 263,542 Indirect Gus & Bonnie, LLC
Series A Nonconvertible Perpetual Preferred Stock 40,000 Indirect Gus & Bonnie, LLC
Footnotes
  1. The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2020.
  2. This transaction was executed in multiple trades at prices ranging from $14.30 to $14.38. The reported price reflects the weighted average sale price plus $0.03. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
  3. Includes 8,852 shares owned indirectly through the People's United Bank 401(k) Plan (including 119 shares acquired through dividend reinvestment) and 3,377 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 45 shares acquired through dividend reinvestment). Information is based on 12/31/20 Plan statements.
  4. Exercisable in annual increments on 3/1/13 (33 1/3%); 3/1/14 (33 1/3%); and 3/1/15 (33 1/3%).