Filing Details

Accession Number:
0001209191-21-002643
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-07 21:44:40
Reporting Period:
2021-01-05
Accepted Time:
2021-01-07 21:44:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1739936 Svmk Inc. SVMK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1288707 E Thomas Hale C/O Svmk Inc.
One Curiosity Way
San Mateo CA 94403
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-01-05 71,866 $16.03 435,052 No 4 M Direct
Common Stock Disposition 2021-01-05 71,866 $27.02 363,186 No 4 S Direct
Common Stock Acquisiton 2021-01-06 6,199 $16.03 369,385 No 4 M Direct
Common Stock Disposition 2021-01-06 6,199 $27.00 363,186 No 4 S Direct
Common Stock Acquisiton 2021-01-07 4,300 $16.03 367,486 No 4 M Direct
Common Stock Disposition 2021-01-07 4,300 $27.00 363,186 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2021-01-05 71,866 $0.00 71,866 $16.03
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2021-01-06 6,199 $0.00 6,199 $16.03
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2021-01-07 4,300 $0.00 4,300 $16.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
928,134 2026-08-29 No 4 M Direct
921,935 2026-08-29 No 4 M Direct
917,635 2026-08-29 No 4 M Direct
Footnotes
  1. Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
  2. Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy.
  3. This transaction was executed in multiple trades at prices ranging from $27.00 to $27.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $27.00 to $27.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $27.00 to $27.0050. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. The option vested as to 1/4th of the total number of shares on 07/20/2017 and an additional 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.