Filing Details

Accession Number:
0001562180-21-000257
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-07 18:30:55
Reporting Period:
2021-01-05
Accepted Time:
2021-01-07 18:30:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1459839 Si-Bone Inc. SIBN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1035986 W Jeffrey Dunn C/O Si-Bone, Inc.
471 El Camino Real, Suite 101
Santa Clara CA 95050
Chairman, President & Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-01-05 126,000 $0.00 343,878 No 4 A Direct
Common Stock Disposition 2021-01-05 24,745 $28.60 131,195 No 4 S Indirect by Trust
Common Stock Disposition 2021-01-05 15,255 $29.23 115,940 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Indirect by Trust
No 4 S Indirect by Trust
Footnotes
  1. Reflects shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock unit will vest over fouryears beginning on January 1, 2021 and will be released in quarterly installments commencing on May 15, 2021, subject to the ReportingPerson's continued service through each relevant vesting date.
  2. Includes 281,931 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
  3. The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.
  4. The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $28.03 to $29.02, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.
  5. Shares held by The Jeffrey W. Dunn Living Trust Dated May 17, 2012.
  6. The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $29.03 to $29.64, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.