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Home > Insider Trading > Filing (0001831231-21-000001)

Filing Details

Accession Number:: 0001831231-21-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-07 18:07:07
Reporting Period:: 2021-01-05

Accepted Time:: 2021-01-07 18:07:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1009759	Capstone Turbine Corp	CPST	Engines & Turbines (3510)	954180883

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1770907	Iii S. Frederick Hencken	C/O Capstone Turbine Corp. 16640 Stagg St. Van Nuys CA 91406	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-01-05	2,569	$10.69	46,557	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,084	Indirect	By Trust

Footnotes

The shares were automatically sold pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.
These shares are owned directly by the Hencken Family Trust dated March 11, 2018. The Reporting Person and his spouse are trustees of the Hencken Family Trust dated March 11, 2018.