Filing Details
- Accession Number:
- 0001104659-21-001691
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-06 20:03:56
- Reporting Period:
- 2021-01-04
- Accepted Time:
- 2021-01-06 20:03:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1093691 | Plug Power Inc | PLUG | Electrical Industrial Apparatus (3620) | 223672377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1702795 | P Lucas Schneider | C/O Plug Power Inc. 968 Albany Shaker Road Latham NY 12110 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-01-04 | 2,361 | $31.85 | 128,368 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-01-04 | 827 | $32.59 | 127,541 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-01-04 | 312 | $33.88 | 127,229 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-01-04 | 166 | $0.00 | 127,395 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Footnotes
- Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 15, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.255 to $32.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.295 to $33.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and ExchangeCommission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.86 to $34.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and ExchangeCommission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.
Billionaire Hedge Funds
