Filing Details

Accession Number:
0001735441-21-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-05 20:50:49
Reporting Period:
2020-12-31
Accepted Time:
2021-01-05 20:50:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1423774 Zuora Inc ZUO Services-Prepackaged Software (7372) 205530976
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1735441 Jr. R. Brent Cromley C/O Zuora, Inc.
101 Redwood Shores Parkway
Redwood City CA 94065
Svp, Technology No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-12-31 1,250 $0.00 17,757 No 4 M Direct
Class A Common Stock Acquisiton 2020-12-31 5,000 $0.00 22,757 No 4 M Direct
Class A Common Stock Disposition 2021-01-04 2,244 $13.43 20,513 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units (RSU)(Class A) Disposition 2020-12-31 1,250 $0.00 1,250 $0.00
Class A Common Stock Restricted Stock Units (RSU)(Class A) Disposition 2020-12-31 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,250 No 4 M Direct
65,000 No 4 M Direct
Footnotes
  1. Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one and two of Table I.
  2. Represents the weighted average sale price. The lowest price at which shares were sold was $13.4235 and the highest price at which shares were sold was $13.5550. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
  3. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.
  4. The RSU vests over four years, with 1/16 of the shares underlying the initial grant vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
  5. RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
  6. The RSU vests over four years, with 1/16 of the shares underlying the initial grant vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.