Filing Details

Accession Number:
0001209191-11-022264
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-07 21:46:07
Reporting Period:
2011-04-05
Filing Date:
2011-04-07
Accepted Time:
2011-04-07 21:46:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326973 Smart Modular Technologies (Wwh) Inc. SMOD Semiconductors & Related Devices (3674) 202509518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344019 Alan Marten C/O: Smart Modular Technologies
39870 Eureka Dr.
Newark CA 94560
Svp/Gm - Memory Business Unit No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-05 54,880 $0.17 360,266 No 4 M Direct
Common Stock Disposition 2011-04-05 54,880 $8.00 305,386 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-05 54,880 $0.00 54,880 $0.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,880 2014-06-16 No 4 M Direct
Footnotes
  1. Also referred to as ordinary shares.
  2. A grant of a performance unit in September 2008 was previously voluntarily reported in Table I. These units were forfeited for no value because performance conditions were not met. Therefore, the total number of securities reported as beneficially owned has been decreased by 60,000 shares, which is reflected in this Form 4.
  3. The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 30, 2010.
  4. The option is fully vested.