Filing Details

Accession Number:
0001179110-11-006216
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-04-07 18:38:43
Reporting Period:
2011-02-16
Filing Date:
2011-04-07
Accepted Time:
2011-04-07 18:38:43
Original Submission Date:
2011-02-18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203477 David F Fowler C/O Microstrategy Inc.
1861 International Drive
Mclean VA 22102
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-16 10,000 $12.89 25,757 No 4 M Direct
Common Stock Disposition 2011-02-16 10,000 $16.69 15,757 No 4 S Direct
Common Stock Acquisiton 2011-02-17 10,000 $12.89 25,757 No 4 M Direct
Common Stock Acquisiton 2011-02-17 13,150 $14.75 38,907 No 4 M Direct
Common Stock Acquisiton 2011-02-17 15,082 $11.66 53,989 No 4 M Direct
Common Stock Acquisiton 2011-02-17 5,753 $10.70 59,742 No 4 M Direct
Common Stock Disposition 2011-02-17 43,985 $16.53 15,757 No 4 S Direct
Common Stock Acquisiton 2011-02-18 12,859 $10.70 28,616 No 4 M Direct
Common Stock Acquisiton 2011-02-18 3,400 $8.55 32,016 No 4 M Direct
Common Stock Disposition 2011-02-18 16,259 $16.16 15,757 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2011-02-16 10,000 $12.89 20,000 $12.89
Common Stock Employee Stock Option Disposition 2011-02-17 10,000 $12.89 10,000 $12.89
Common Stock Employee Stock Option Disposition 2011-02-17 13,150 $14.75 13,150 $14.75
Common Stock Employee Stock Option Disposition 2011-02-17 15,082 $11.66 15,082 $11.66
Common Stock Employee Stock Option Disposition 2011-02-18 3,400 $8.55 21,086 $8.55
Common Stock Employee Stock Option Disposition 2011-02-17 5,753 $10.70 18,612 $10.70
Common Stock Employee Stock Option Disposition 2011-02-18 12,859 $10.70 12,859 $10.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2016-04-03 No 4 M Direct
0 2016-04-03 No 4 M Direct
0 2016-10-02 No 4 M Direct
0 2018-06-03 No 4 M Direct
17,686 2019-04-28 No 4 M Direct
12,859 2020-02-01 No 4 M Direct
0 2020-02-01 No 4 M Direct
Footnotes
  1. This transaction was originally reported as an exercise of $8.55 options in a Form 4 filed on February 18, 2011. This amendment is filed to reflect that the transaction was a conversion of Mr. Fowler's $10.70 options, and therefore the corrected price is $10.70.
  2. As originally reported in a Form 4 filed on February 18, 2011, these transactions exercised all of Mr. Fowler's remaining $8.55 options before exercising a portion of his $10.70 options. This amendment is filed to reflect that these transactions fully exercised Mr. Fowler's $10.70 options and then exercised a portion of his $8.55 options.
  3. These options became fully vested on April 3, 2008.
  4. These options became fully vested on October 2, 2007.
  5. These options became fully vested on June 3, 2009.
  6. These options became fully vested on February 18, 2010.
  7. These options became fully vested on February 1, 2011.