Filing Details

Accession Number:
0000808450-11-000032
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-07 18:23:06
Reporting Period:
2011-04-06
Filing Date:
2011-04-07
Accepted Time:
2011-04-07 18:23:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808450 Navistar International Corp NAV Motor Vehicles & Passenger Car Bodies (3711) 363359573
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438387 M James Moran Navistar International Corporation
4201 Winfield Road
Warrenville IL 60555
Vice President And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-06 630 $26.15 6,842 No 4 M Direct
Common Stock Disposition 2011-04-06 630 $68.97 6,212 No 4 S Direct
Common Stock Acquisiton 2011-04-06 2,569 $22.66 8,781 No 4 M Direct
Common Stock Acquisiton 2011-04-06 2,500 $40.92 3,663 No 4 M Indirect By wife
Common Stock Disposition 2011-04-06 2,500 $68.84 1,163 No 4 S Indirect By wife
Premium Shares Acquisiton 2011-04-06 481 $0.00 777 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Indirect By wife
No 4 S Indirect By wife
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-06 630 $0.00 630 $26.15
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-06 2,569 $0.00 2,569 $22.66
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-06 2,500 $0.00 2,500 $40.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,870 2015-10-18 No 4 M Direct
4,399 2018-12-16 No 4 M Direct
0 2014-12-14 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 194 Indirect By wife through Navistar 401(k) Savings Plan
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.94 to $68.98, inclusive. The reporting person undertakes to provide Navistar International Corporation, any security holder of Navistar International Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) and (2) to this Form 4.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.82 to $68.88, inclusive.
  3. The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.
  4. The reporting person, indirectly through his wife, acquired 0.0135 shares on February 4, 2010, as part of an allocation of proceeds received from settlement of a class action lawsuit. The allocation of proceeds was made to all Navistar 401(k) plan participants.
  5. The Option, representing the right to purchase a total of 2,500 shares, became exercisable as to 834 shares on 10/18/2006; as to 833 shares on 10/18/2007; and as to 833 shares on 10/18/2008.
  6. The Option, representing the right to purchase a total of 6,968 shares, became exercisable as to 2,323 shares on 12/16/2009; as to 2,322 shares on 12/16/2010; and will become exercisable as to 2,323 shares on 12/16/2011.
  7. The Option became exercisable as to 834 shares on 12/14/2005; as to 833 shares on 12/14/2006; and as to 833 shares on 12/14/2007.