Filing Details
- Accession Number:
- 0001493152-21-000089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-04 17:12:13
- Reporting Period:
- 2020-12-30
- Accepted Time:
- 2021-01-04 17:12:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378140 | Ocean Power Technologies Inc. | OPTT | Electric Services (4911) | 222535818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1674046 | K Robert Winters | C/O Ocean Power Technologies, Inc. 28 Engelhard Drive, Suite B Monroe NJ 08831 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-30 | 25,000 | $1.05 | 25,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-30 | 25,000 | $2.90 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Footnotes
- Reporting person exercised a cashless stock option whereby the stock option was exercised for 25,000 shares at a price of $1.05, and then the shares were sold at multiple transaction prices between $2.88 and $2.91 for an average sales price of $2.8959. The proceeds for the exercise were paid to the Company from the sale proceeds.
Billionaire Hedge Funds
