Filing Details

Accession Number:
0001209191-21-000166
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-04 14:43:06
Reporting Period:
2020-12-09
Accepted Time:
2021-01-04 14:43:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1195734 Potbelly Corp PBPB Retail-Eating Places (5812) 364466837
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1809361 Steven Cirulis 111 N Canal
Suite 850
Chicago IL 60606
Svp, Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-09 28,846 $0.00 223,982 No 4 M Direct
Common Stock Disposition 2020-12-18 9,319 $4.86 214,663 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Stock Units Disposition 2020-12-09 28,846 $0.00 28,846 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
57,693 2025-05-15 No 4 M Direct
Footnotes
  1. Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target.
  2. Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 28,846 shares of performance stock units from a June 24, 2020 grant of 115,385 shares of performance stock units. The shares were sold at a range of between $4.8134 and $4.86 per share. The price represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.