Filing Details

Accession Number:
0000709283-20-000046
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-30 19:48:59
Reporting Period:
2020-12-30
Accepted Time:
2020-12-30 19:48:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
709283 Quantum Corp QMCO Computer Storage Devices (3572) 942665054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602567 J James Lerner C/O Quantum Corporation
224 Airport Parkway, Suite 550
San Jose CA 95110
Pres. & Ceo, Chairman Of Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-12-30 35,069 $5.63 1,300,207 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of performance stock units granted on September 6, 2019.
  2. This is the price of the shares sold, $5.6326 per share. Upon request by the Commission staff, Quantum Corporation, or a security holder of Quantum Corporation, the Reporting Person will provide full information regarding the number of shares sold at this price as set forth in this Form 4.