Filing Details
- Accession Number:
- 0001316415-20-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-30 16:09:43
- Reporting Period:
- 2020-12-28
- Accepted Time:
- 2020-12-30 16:09:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1007587 | Kvh Industries Inc | KVHI | Radio & Tv Broadcasting & Communications Equipment (3663) | 050420589 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316415 | J Robert Balog | Kvh Industries, Inc. 50 Enterprise Center Middletown RI 02842 | Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-28 | 100 | $7.85 | 98,791 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2020-12-28 | 100 | $11.54 | 98,691 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-29 | 20,161 | $7.85 | 118,852 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2020-12-29 | 20,161 | $11.54 | 98,691 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options-Right to Buy | Disposition | 2020-12-28 | 100 | $7.85 | 100 | $7.85 |
| Common Stock | Employee Stock Options-Right to Buy | Disposition | 2020-12-29 | 20,161 | $7.85 | 20,161 | $7.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 44,889 | 2019-03-13 | 2022-03-30 | No | 4 | J | Direct |
| 24,728 | 2019-03-13 | 2022-03-30 | No | 4 | J | Direct |
Footnotes
- Shares acquired via the exercise of a stock option pursuant to the terms & conditions of the company's 2016 Equity & Incentive Plan.
- Shares sold under a 10b5-1 plan previously established with ETRADE.
- Exercise of a stock option pursuant to the terms & conditions of the company's 2016 Equity & Incentive Plan.
Billionaire Hedge Funds
