Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2020-12-30 11:56:12
Reporting Period:
Accepted Time:
2020-12-30 11:56:12
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
805928 Axogen Inc. AXGN Electromedical & Electrotherapeutic Apparatus (3845) 411301878
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222357 J Peter Mariani 13631 Progress Boulevard
Suite 400
Alachua FL 32615
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-27 5,250 $0.00 11,669 No 4 A Direct
Common Stock Disposition 2020-12-29 1,293 $17.81 10,376 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
  1. This reflects the number of restricted stock units that became vested as of December 27, 2020.
  2. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units granted on December 27, 2018. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.