Filing Details

Accession Number:
0001209191-20-065421
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-29 21:15:24
Reporting Period:
2020-12-23
Accepted Time:
2020-12-29 21:15:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1808665 Assertio Holdings Inc. ASRT () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1637591 L.p. Iii Partners Crg 1000 Main St.
Suite 2500
Houston PA 77002
No No Yes No
1651357 L.p. (A) Fund Parallel - Iii Partners Crg 1000 Main St.
Suite 2500
Houston PA 77002
No No Yes No
1702352 L.p. Group Cr 1000 Main St.
Suite 2500
Houston TX 77002
No No Yes No
1767508 L.p. (Cayman) B Fund Parallel - Iii Partners Crg 1000 Main St.
Suite 2500
Houston TX 77002
No No Yes No
1767509 L.p. I Aiv Lev (Cayman) Iii Partners Crg 1000 Main St.
Suite 2500
Houston TX 77002
No No Yes No
1767510 L.p. I Aiv Unlev (Cayman) Iii Partners Crg 1000 Main St.
Suite 2500
Houston TX 77002
No No Yes No
1781518 Loan Security Holdings I Llc 1000 Main St.
Suite 2500
Houston TX 77002
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-12-23 6,784,334 $0.37 2,182,851 No 4 S Indirect By Loan Security Holdings I LLC
Common Stock Disposition 2020-12-24 1,982,851 $0.37 200,000 No 4 S Indirect By Loan Security Holdings I LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Loan Security Holdings I LLC
No 4 S Indirect By Loan Security Holdings I LLC
Footnotes
  1. The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3428 to $0.3967. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The securities are held by Loan Security Holdings I LLC, a wholly owned LLC held by CRG Partners III - Parallel Fund "A" L.P., CRG Partners III - Parallel Fund "B" (Cayman) L.P., CRG Partners III (Cayman) Lev AIV I L.P., CRG Partners III (Cayman) Unlev AIV I L.P., and CRG Partners III L.P. (collectively, the "CRG Entities"). CRG Entities collectively hold all of the issued and outstanding shares of Loan Security Holdings I LLC. CR Group L.P. may be deemed to beneficially own the Shares by virtue of its position as the investment manager for the CRG Entities.
  3. The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3510 to $0.41. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.