Filing Details

Accession Number:
0000921895-20-003294
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-29 19:41:17
Reporting Period:
2020-12-24
Accepted Time:
2020-12-29 19:41:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1452857 Steel Partners Holdings L.p. SPLP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1144269 L Jack Howard C/o Steel Partners Holdings L.p.
590 Madison Avenue, 32Nd Floor
New York NY 10022
President Yes Yes Yes No
1443099 Emh Howard Llc 590 Madison Avenue, 32Nd Floor
New York NY 10022
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units, No Par Value Acquisiton 2020-12-24 10,000 $9.18 1,689,178 No 4 P Direct
Common Units, No Par Value Acquisiton 2020-12-29 20,000 $9.10 1,709,178 No 4 P Direct
Common Units, No Par Value Acquisiton 2020-12-29 10,000 $9.10 1,719,178 No 4 P Direct
Common Units, No Par Value Acquisiton 2020-12-24 10,000 $9.18 47,306 No 4 P Indirect By EMH Howard, LLC
Common Units, No Par Value Acquisiton 2020-12-29 10,000 $9.10 57,306 No 4 P Indirect By EMH Howard, LLC
Common Units, No Par Value Acquisiton 2020-12-29 19,600 $9.10 1,539,152 No 4 P Indirect By II Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Indirect By EMH Howard, LLC
No 4 P Indirect By EMH Howard, LLC
No 4 P Indirect By II Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Units, No Par Value 61,358 Indirect By Article V Trust
Common Units, No Par Value 747,938 Indirect By III Trust
6% Series A Preferred Units 241,375 Direct
6% Series A Preferred Units 87,649 Indirect By EMH Howard, LLC
Footnotes
  1. This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.
  2. Mr. Howard is a trustee of the Article V Trust. Mr. Howard does not have a pecuniary interest in the securities held by the Article V Trust.
  3. Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Series A Preferred held by EMH.
  4. Mr. Howard is a trustee of the II Trust. Mr. Howard does not have a pecuniary interest in the securities held by the II Trust.
  5. Mr. Howard is a trustee of the III Trust. Mr. Howard does not have a pecuniary interest in the securities held by the III Trust.