Filing Details

Accession Number:
0001437749-20-026057
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-29 16:31:45
Reporting Period:
2020-12-23
Accepted Time:
2020-12-29 16:31:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
846913 Fuel Tech Inc. FTEK Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) 205657551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1118164 L Dennis Zeitler C/O Fuel Tech
27601 Bella Vista Parkway
Warrenville IL 60555
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-23 44,000 $0.97 106,627 No 4 M Direct
Common Stock Acquisiton 2020-12-23 27,000 $1.58 133,627 No 4 M Direct
Common Stock Disposition 2020-12-23 71,000 $4.92 62,627 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2020-12-23 44,000 $0.00 44,000 $0.97
Common Stock Option (Right to Buy) Disposition 2020-12-23 27,000 $0.00 27,000 $1.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
106,627 2017-12-07 2027-12-07 No 4 M Direct
133,627 2016-05-20 2026-05-20 No 4 M Direct