Filing Details

Accession Number:
0001730168-20-000234
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-28 17:03:20
Reporting Period:
2020-12-22
Accepted Time:
2020-12-28 17:03:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1730168 Broadcom Inc. AVGO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211588 E Hock Tan C/O Broadcom Inc.
1320 Ridder Park Drive
San Jose CA 95131
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2020-12-22 78,125 $52.65 295,957 No 4 M Direct
Common Stock, $0.001 Par Value Disposition 2020-12-22 8,542 $429.12 287,415 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2020-12-22 11,281 $429.91 276,134 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2020-12-22 18,793 $430.98 257,341 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2020-12-22 24,091 $431.99 233,250 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2020-12-22 15,318 $432.68 217,932 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2020-12-22 100 $433.45 217,832 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.001 Par Value Stock Option (Right to Buy) Disposition 2020-12-22 78,125 $0.00 78,125 $52.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-01-01 No 4 M Direct
Footnotes
  1. Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. Transaction executed in multiple trades at prices ranging from $428.42 to $429.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  3. Transaction executed in multiple trades at prices ranging from $429.42 to $430.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  4. Transaction executed in multiple trades at prices ranging from $430.42 to $431.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  5. Transaction executed in multiple trades at prices ranging from $431.42 to $432.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  6. Transaction executed in multiple trades at prices ranging from $432.42 to $433.39 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  7. Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.