Filing Details

Accession Number:
0001102993-20-000169
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-23 17:03:03
Reporting Period:
2020-12-21
Accepted Time:
2020-12-23 17:03:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1102993 Liveperson Inc LPSN Services-Prepackaged Software (7372) 133861628
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1506224 Daryl Carlough C/O Liveperson, Inc.
475 Tenth Avenue, 5Th Floor
New York NY 10018
Svp, Global & Corp Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-21 2,598 $12.45 44,775 No 4 M Direct
Common Stock Acquisiton 2020-12-21 138 $28.18 44,913 No 4 M Direct
Common Stock Disposition 2020-12-21 2,736 $65.00 42,177 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-12-21 2,598 $0.00 2,598 $12.45
Common Stock Stock Option (Right to Buy) Disposition 2020-12-21 138 $0.00 138 $28.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
42,216 2028-02-16 No 4 M Direct
5,500 2029-05-29 No 4 M Direct
Footnotes
  1. The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.
  3. The Option is vested and exercisable with respect to 22,939 underlying shares (after taking into account prior exercises, but including the 2,598 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 21,875 underlying shares in five remaining equal installments on each of February 16, May 16, August 16 and November 16, 2021 and February 16, 2022.
  4. The Option is vested and exercisable with respect to 688 underlying shares (after taking into account prior exercises, but including the 138 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.