Filing Details

Accession Number:
0001104659-20-139123
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-23 16:21:23
Reporting Period:
2020-12-18
Accepted Time:
2020-12-23 16:21:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357971 Energy Services Of America Corp ESOA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270979 V Douglas Reynolds 75 West Third Ave
Huntington WV 25701
President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-18 1,200 $1.03 1,389,588 No 4 P Direct
Common Stock Acquisiton 2020-12-21 5,000 $1.05 1,394,588 No 4 P Direct
Common Stock Acquisiton 2020-12-21 7,800 $1.15 1,402,388 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Preferred Stock 13 Direct
Preferred Stock 4 Indirect Children
Common Stock 29,907 Indirect Children
Footnotes
  1. Series A Preferred Stock will be convertible into shares of Common Stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.
  2. Units consist of one share of Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit.