Filing Details

Accession Number:
0001104659-11-018940
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-06 17:10:27
Reporting Period:
2011-04-06
Filing Date:
2011-04-06
Accepted Time:
2011-04-06 17:10:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1274644 Tranzyme Inc TZYM Pharmaceutical Preparations (2834) 631192270
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1050045 Anthony Tamer C/O H.i.g. Capital
1450 Brickell Avenue, 31St Floor
Miami FL 33131
No No Yes No
1050046 Sami Mnaymneh C/O H.i.g. Capital
1450 Brickell Avenue, 31St Floor
Miami FL 33131
No No Yes No
1173671 Hig Gp Ii Inc C/O H.i.g. Capital
1450 Brickell Avenue, 31St Floor
Miami FL 33131
No No Yes No
1515804 H.i.g. Ventures - Tranzyme, Llc C/O H.i.g. Capital
1450 Brickell Avenue, 31St Floor
Miami FL 33131
No No Yes No
1515825 Aaron Davidson C/O H.i.g. Capital
1450 Brickell Avenue, 31St Floor
Miami FL 33131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-06 2,189,791 $0.00 2,189,791 No 4 C Direct
Common Stock Acquisiton 2011-04-06 812,500 $4.00 3,002,291 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2011-04-06 15,328,551 $0.00 2,189,791 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
Footnotes
  1. Each share of the Issuer's Series A Convertible Preferred Stock automatically converted, for no additional consideration, into shares of Common Stock prior to the closing of the Issuer's initial public offering on a 7-for-1 basis, reflecting a 1-for-7 reverse stock split which became effective on March 31, 2011.
  2. These securities are owned of record by H.I.G. Ventures - Tranzyme, LLC ("HIG LLC"). H.I.G. - GPII, Inc. ("GP II") is the manager of HIG LLC and has shared voting and dispositive power of the securities held by HIG LLC, but GP II disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. The co-presidents, directors, and sole shareholders of GP II having shared voting and dispositive power over these securities are Sami Mnaymneh and Anthony Tamer, each of whom disclaims beneficial ownership of such securities except to the extent of his pecuniary interests therein.
  3. These shares were purchased in the Issuer's initial public offering.