Filing Details

Accession Number:
0001127602-20-032101
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-21 16:27:13
Reporting Period:
2020-12-17
Accepted Time:
2020-12-21 16:27:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1423221 Quanex Building Products Corp NX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251789 C William Griffiths 1800 West Loop South, Suite 1500
Houston TX 77027
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-17 8,132 $14.75 241,768 No 4 M Direct
Common Stock Disposition 2020-12-17 8,132 $22.51 233,636 No 4 S Direct
Common Stock Acquisiton 2020-12-17 5,987 $19.77 239,623 No 4 M Direct
Common Stock Disposition 2020-12-17 5,987 $22.51 233,636 No 4 S Direct
Common Stock Acquisiton 2020-12-18 100,000 $16.72 333,636 No 4 M Direct
Common Stock Disposition 2020-12-18 100,000 $22.67 233,636 No 4 S Direct
Common Stock Acquisiton 2020-12-21 11,150 $16.72 244,786 No 4 M Direct
Common Stock Disposition 2020-12-21 11,150 $22.50 233,636 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2020-12-17 8,132 $0.00 8,132 $14.75
Common Stock Stock Options (Right to Buy) Disposition 2020-12-17 5,987 $0.00 5,987 $19.77
Common Stock Stock Options (Right to Buy) Disposition 2020-12-18 100,000 $0.00 100,000 $16.72
Common Stock Stock Options (Right to Buy) Disposition 2020-12-21 11,150 $0.00 11,150 $16.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-10-31 2021-10-31 No 4 M Direct
0 2012-10-31 2022-10-31 No 4 M Direct
75,500 2023-07-09 No 4 M Direct
64,350 2023-07-09 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.595, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.905, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.515, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The option became 100% exercisable immediately in whole or in part.
  5. The option vested in three equal annual installments beginning on July 9, 2014.