Filing Details

Accession Number:
0001104659-20-138048
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-21 16:05:40
Reporting Period:
2020-12-17
Accepted Time:
2020-12-21 16:05:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1093691 Plug Power Inc PLUG Electrical Industrial Apparatus (3620) 223672377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1590336 Keith Schmid C/O Plug Power Inc.
968 Albany Shaker Road
Latham NY 12110
Coo & Sr. Vp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-17 200,000 $0.57 556,220 No 4 M Direct
Common Stock Disposition 2020-12-17 200,000 $30.00 356,220 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2020-12-17 200,000 $0.00 200,000 $0.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2023-10-23 No 4 M Direct
Footnotes
  1. Shares sold pursuant to a pre-established 10b5-1 trading plan effective November 12, 2020.
  2. The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof.