Filing Details

Accession Number:
0001104659-11-018933
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-06 17:01:06
Reporting Period:
2011-04-06
Filing Date:
2011-04-06
Accepted Time:
2011-04-06 17:01:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1274644 Tranzyme Inc TZYM Pharmaceutical Preparations (2834) 631192270
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204789 E James Thomas C/O Thomas, Mcnerney &Amp; Partners
60 South Sixth Street, Suite 3620
Minneapolis MN 55402
No No Yes No
1226280 Tmp Associates Lp C/O Thomas, Mcnerney &Amp; Partners
60 South Sixth Street, Suite 3620
Minneapolis MN 55402
No No Yes No
1231291 Thomas Mcnerney & Partners Lp C/O Thomas, Mcnerney &Amp; Partners
60 South Sixth Street, Suite 3620
Minneapolis MN 55402
No No Yes No
1335196 Thomas, Mcnerney & Partners, Llc C/O Thomas, Mcnerney &Amp; Partners
60 South Sixth Street, Suite 3620
Minneapolis MN 55402
No No Yes No
1335200 Tmp Nominee, Llc C/O Thomas, Mcnerney &Amp; Partners
60 South Sixth Street, Suite 3620
Minneapolis MN 55402
No No Yes No
1336119 Pete Mcnerney C/O Thomas, Mcnerney &Amp; Partners
60 South Sixth Street, Suite 3620
Minneapolis MN 55402
No No Yes No
1512058 Alex Zisson C/O Thomas, Mcnerney &Amp; Partners
60 South Sixth Street, Suite 3620
Minneapolis MN 55402
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-06 2,103,623 $0.00 2,103,623 No 4 C Direct
Common Stock Acquisiton 2011-04-06 78,175 $0.00 2,181,798 No 4 C Indirect By TMP Nominee, LLC
Common Stock Acquisiton 2011-04-06 7,988 $0.00 2,189,786 No 4 C Indirect By TMP Associates, L.P.
Common Stock Acquisiton 2011-04-06 794,966 $4.00 2,984,752 No 4 P Direct
Common Stock Acquisiton 2011-04-06 14,568 $4.00 2,999,320 No 4 P Indirect By TMP Nominee, LLC
Common Stock Acquisiton 2011-04-06 2,966 $4.00 3,002,286 No 4 P Indirect By TMP Associates, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Indirect By TMP Nominee, LLC
No 4 C Indirect By TMP Associates, L.P.
No 4 P Direct
No 4 P Indirect By TMP Nominee, LLC
No 4 P Indirect By TMP Associates, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2011-04-06 14,725,374 $0.00 2,103,623 $0.00
Common Stock Series A Convertible Preferred Stock Disposition 2011-04-06 547,229 $0.00 78,175 $0.00
Common Stock Series A Convertible Preferred Stock Disposition 2011-04-06 55,946 $0.00 7,988 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of the Issuer's Series A Convertible Preferred Stock automatically converted, for no additional consideration, into shares of Common Stock prior to the closing of the Issuer's initial public offering on a 7-for-1 basis, reflecting a 1-for-7 reverse stock split which became effective on March 31, 2011.
  2. These securities are owned of record by Thomas, McNerney & Partners, L.P. ("TMP LP"). Thomas, McNerney & Partners, LLC ("TMP LLC") is the general partner of TMP LP and has shared voting and dispositive power of the securities held by TMP LP, but TMP LLC disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. James E. Thomas, Peter H. McNerney, Alex Zisson, Pratik Shah and Eric Aguiar are the managers of TMP LLC. Accordingly, they may be deemed to share beneficial ownership of such securities, although each of them disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  3. These securities are owned of record by TMP Nominee, LLC ("TMP Nominee"). James E. Thomas and Peter H. McNerney are the managers of TMP Nominee and have shared voting and dispositive power over these securities provided that they are obligated to exercise this voting and dispositive power in the same manner as TMP LLC votes and disposes of the Issuer's other securities over which TMP LLC exercises voting and dispositive power. Each of James E. Thomas and Peter H. McNerney disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  4. These securities are owned of record by TMP Associates, L.P. ("TMP Associates"). TMP LLC is the general partner of TMP Associates and has shared voting and dispositive power of the securities held by TMP Associates, but TMP LLC disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. James E. Thomas, Peter H. McNerney, Alex Zisson, Pratik Shah and Eric Aguiar are the managers of TMP LLC. Accordingly, they may be deemed to share beneficial ownership of such securities, although each of them disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  5. These shares were purchased in the Issuer's initial public offering.
  6. The filing of this statement shall not be deemed an admission that, for the purpose of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of the equity securities covered by this statement.