Filing Details

Accession Number:
0000904454-20-000824
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-21 08:12:19
Reporting Period:
2020-12-16
Accepted Time:
2020-12-21 08:12:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1590560 Uniqure N.v. QURE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536290 C Matthew Kapusta C/O Uniqure N.v.
Paasheuvelweg 25A
Amsterdam P7 11058BP
Ceo, Cfo, Managing Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2020-12-16 12,501 $7.53 277,738 No 4 M Direct
Ordinary Shares Disposition 2020-12-16 10,715 $48.34 267,023 No 4 S Direct
Ordinary Shares Disposition 2020-12-16 1,786 $48.83 265,237 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option (Right to Buy) Disposition 2020-12-16 12,501 $0.00 12,501 $7.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
58,817 2026-09-29 No 4 M Direct
Footnotes
  1. The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.71 to $48.69. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.71 to $48.97. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The Stock Option vested 25% on September 29, 2017 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.