Filing Details

Accession Number:
0001209191-20-064458
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-18 17:00:31
Reporting Period:
2020-12-17
Accepted Time:
2020-12-18 17:00:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
882291 Aethlon Medical Inc AEMD Surgical & Medical Instruments & Apparatus (3841) 133632859
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566040 Chetan Shah 9635 Granite Ridge Drive, Suite 100
San Diego CA 92123
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-12-17 21,101 $2.11 22,392 No 4 S Direct
Common Stock Disposition 2020-12-17 5,417 $2.10 16,975 No 4 S Direct
Common Stock Disposition 2020-12-17 334 $2.09 16,641 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $2.09 to $2.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.