Filing Details
- Accession Number:
- 0001280263-20-000151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-18 16:44:51
- Reporting Period:
- 2020-12-16
- Accepted Time:
- 2020-12-18 16:44:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558645 | Leslie Kohn | 3101 Jay Street Santa Clara CA 95054 | Chief Technology Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2020-12-16 | 9,739 | $0.00 | 889,020 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-12-16 | 4,970 | $90.25 | 884,050 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2020-12-16 | 12,655 | $89.72 | 871,395 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2020-12-16 | 5,545 | $90.22 | 865,850 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2020-12-16 | 1,400 | $91.50 | 864,450 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2020-12-16 | 400 | $92.49 | 864,050 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Stock Units | Disposition | 2020-12-16 | 4,037 | $0.00 | 4,037 | $0.00 |
| Ordinary Shares | Restricted Stock Units | Disposition | 2020-12-16 | 2,967 | $0.00 | 2,967 | $0.00 |
| Ordinary Shares | Restricted Stock Units | Disposition | 2020-12-16 | 2,735 | $0.00 | 2,735 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,074 | 2021-06-15 | No | 4 | M | Direct | |
| 14,835 | 2022-03-15 | No | 4 | M | Direct | |
| 24,612 | 2023-03-15 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
- Shares sold to pay tax obligations resulting from the vesting of restricted stock units.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $89.03 to $90.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $90.03 to $90.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $91.20 to $91.74 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $92.48 to $92.49 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- The restricted stock units vest at the rate of 1/12 per quarter commencing on June 15, 2018.
- The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.
- The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.
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