Filing Details

Accession Number:
0001683168-20-004364
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-12-17 19:23:34
Reporting Period:
2020-12-15
Accepted Time:
2020-12-17 19:23:34
Original Submission Date:
2020-12-17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
934549 Acacia Research Corp ACTG Patent Owners & Lessors (6794) 954405754
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1712316 Jr. Victor Alfred Tobia 767 Third Avenue, 6Th Floor
New York NY 10017
President & Cio Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Actg Common Stock Acquisiton 2020-12-15 50,000 $3.79 538,462 No 4 P Direct
Actg Common Stock Acquisiton 2020-12-16 50,000 $3.75 588,462 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.76 to $3.81, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.80, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form.
  3. Correction to an administrative error for Column 4 - Securities Acquired (A) or Disposed (D). The securities reported on the initial form 4 were Acquired (A) not Disposed (D).