Filing Details

Accession Number:
0001209191-20-064074
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-17 16:41:58
Reporting Period:
2020-12-15
Accepted Time:
2020-12-17 16:41:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1504619 Pennantpark Floating Rate Capital Ltd. PFLT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1118957 L Samuel Katz C/O Pennantpark
590 Madison Avenue, 15Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-12-15 17,700 $10.87 51,500 No 4 S Direct
Common Stock Disposition 2020-12-16 7,453 $10.65 44,047 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 120,600 Indirect Held by various trusts