Filing Details

Accession Number:
0001104659-20-136854
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-17 16:15:48
Reporting Period:
2020-12-15
Accepted Time:
2020-12-17 16:15:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1824403 Roth Ch Acquisition Ii Co ROCCU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1810078 Byron Roth C/O Roth Ch Acquisition Ii Co.
888 San Clemente Drive, Suite 400
Newport Beach CA 92660
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-15 10,105 $10.00 115,748 No 4 P Direct
Common Stock Acquisiton 2020-12-15 180,562 $10.00 2,068,252 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to purchase Common Stock Acquisiton 2020-12-15 5,052 $0.00 5,052 $11.50
Common Stock Warrants to purchase Common Stock Acquisiton 2020-12-15 90,281 $0.00 90,281 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2 No 4 P Direct
90,281 No 4 P Indirect
Footnotes
  1. The reporting person acquired units, consisting of shares and warrants.
  2. Shares owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.
  3. The warrants become exercisable 30 days after the consummation of the registrant's initial business combination offering.
  4. The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
  5. Warrants owned by CR Financial Holdings, Inc. over which Byron Roth and Gordon Roth have voting and dispositive power.