Filing Details

Accession Number:
0001209191-20-063837
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-16 17:14:40
Reporting Period:
2020-12-15
Accepted Time:
2020-12-16 17:14:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1644675 Mimecast Ltd MIME Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1789268 Dino Dimarino C/O Mimecast North America, Inc.
191 Spring Street
Lexington MA 02421
Chief Revenue Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2020-12-15 2,000 $16.64 8,893 No 4 M Direct
Ordinary Shares Acquisiton 2020-12-15 2,000 $34.82 10,893 No 4 M Direct
Ordinary Shares Disposition 2020-12-15 4,500 $47.86 6,393 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Share Option (Right to Buy) Disposition 2020-12-15 2,000 $0.00 2,000 $16.64
Ordinary Shares Share Option (Right to Buy) Disposition 2020-12-15 2,000 $0.00 2,000 $34.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,125 2026-09-01 No 4 M Direct
31,000 2028-04-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Share Units 3,750 Direct
Restricted Share Units 11,250 Direct
Restricted Share Units 11,250 Direct
Restricted Share Units 29,958 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2020.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 - $48.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Each restricted share unit represents a contingent right to receive one share of the Issuer's Ordinary Shares.
  4. These restricted share units were granted on April 2, 2018. Twenty-five percent (25%) of the units vested on April 2, 2019, twenty-five percent (25%) of the units vested on April 2, 2020, and the remainder of the units vest on an annual basis over the next two (2) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
  5. These restricted share units were granted on April 1, 2019. Twenty-five percent (25%) of the units vested on April 1, 2020 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
  6. These restricted share units were granted on October 1, 2019. Twenty-five percent (25%) of the units vested on October 1, 2020, and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
  7. These restricted share units were granted on April 1, 2020. Twenty-five percent (25%) of the units vest on April 1, 2021 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
  8. This option was granted on September 1, 2016. Twenty-five percent (25%) of the shares vested on September 1, 2017 and the remainder of the shares vested on a quarterly basis over the next three (3) years.
  9. This option was granted on April 2, 2018. Twenty-five percent (25%) of the shares vested on April 1, 2019, and the remainder of the shares vest on a quarterly basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.