Filing Details

Accession Number:
0001104659-20-136381
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-16 17:09:43
Reporting Period:
2020-12-15
Accepted Time:
2020-12-16 17:09:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571329 Capitala Finance Corp. CPTA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514106 W. Larry Carroll C/O Capitala Finance Corp.
4201 Congress Street, Suite 360
Charlotte NC 28209
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-15 3,541 $13.98 49,800 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 110 Indirect Via Parent