Filing Details

Accession Number:
0001209191-20-063805
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-16 16:35:49
Reporting Period:
2020-12-15
Accepted Time:
2020-12-16 16:35:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1274737 Exagen Inc. XGN Services-Medical Laboratories (8071) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1788331 Nmsic Co-Investment Fund, L.p. 527 Don Gaspar Avenue
Santa Fe NM 87505
No No Yes No
1788530 Sun Mountain Capital Partners Llc 527 Don Gaspar Avenue
Santa Fe NM 87505
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-12-15 125,000 $12.00 2,308,958 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Footnotes
  1. The shares reported on this form are held of record by NMSIC Co-Investment Fund, L.P. ("NMSIC"). Sun Mountain Capital Partners LLC ("Sun Mountain") is the general partner of NMSIC. The controlling members of Sun Mountain are Brian Birk, Sally Coming and Lee Rand. As such, each of these entities and individuals may be deemed to share beneficial ownership of the shares held of record by NMSIC. Each of Sun Mountain, Mr. Birk, Ms. Coming and Mr. Rand disclaims beneficial ownership of the securities held of record by NMSIC.