Filing Details

Accession Number:
0000927628-20-000322
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-16 16:09:52
Reporting Period:
2020-12-14
Accepted Time:
2020-12-16 16:09:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF National Commercial Banks (6021) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497948 Laprade,Iii Frank G. 1680 Capital One Drive
Mclean VA 22102
Chief Enterprise Srvcs Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-12-14 13,416 $91.12 77,547 No 4 S Direct
Common Stock Disposition 2020-12-14 17,148 $91.96 60,399 No 4 S Direct
Common Stock Disposition 2020-12-14 8,892 $93.13 51,507 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 763 Indirect By 401(k)
Footnotes
  1. This transaction was executed pursuant to a trading plan entered into by the reporting person on November 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.58 to $91.54. Information regarding the number of shares sold at each price will be provided upon request.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.60 to $92.57. Information regarding the number of shares sold at each price will be provided upon request.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.69 to $93.46. Information regarding the number of shares sold at each price will be provided upon request.
  5. Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.