Filing Details

Accession Number:
0000919574-20-007541
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-15 19:17:57
Reporting Period:
2020-12-11
Accepted Time:
2020-12-15 19:17:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1385818 Aytu Bioscience Inc AYTU Pharmaceutical Preparations (2834) 470883144
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1601086 Armistice Capital, Llc 510 Madison Avenue, 7Th Floor
New York NY 10022
Yes No No No
1633584 Ltd. Fund Master Capital Armistice C/O Dms Corporate Services Ltd.
20 Genesis Close, P.o. Box 314
Grand Cayman E9 KY1-1104
Yes No No No
1706140 Steven Boyd C/O Armistice Capital, Llc
510 Madison Avenue, 7Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-11 1,333,334 $6.00 1,333,334 No 4 P Direct
Common Stock Acquisiton 2020-12-11 0 $0.00 1,333,334 No 4 P Indirect See Footnote 1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See Footnote 1
Footnotes
  1. The reported securities of Aytu BioScience, Inc. (the "Issuer") are directly held by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"), and may be deemed to be indirectly beneficially owned by: (i) Armistice Capital, LLC ("Armistice Capital"), as the investment manager of the Master Fund; and (ii) Steven Boyd, as the Managing Member of Armistice Capital. Armistice Capital and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.