Filing Details

Accession Number:
0001179706-20-000146
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-14 18:22:42
Reporting Period:
2020-12-10
Accepted Time:
2020-12-14 18:22:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591357 T Jeff Ricci C/O Hewlett Packard Enterprise Company
11445 Compaq Center Drive West
Houston TX 77070
Svp, Controller & Pao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-10 14,765 $12.12 14,765 No 4 M Direct
Common Stock Disposition 2020-12-10 5,016 $12.12 9,659 No 4 F Direct
Common Stock Acquisiton 2020-12-10 13,195 $12.12 22,854 No 4 M Direct
Common Stock Disposition 2020-12-10 4,564 $12.12 18,290 No 4 F Direct
Common Stock Disposition 2020-12-14 18,290 $12.03 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2020-12-10 14,765 $0.00 14,765 $0.00
Common Stock Restricted Stock Units Disposition 2020-12-10 13,195 $0.00 13,195 $0.00
Common Stock Restricted Stock Units Acquisiton 2020-12-10 53,630 $0.00 53,630 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,764 No 4 M Direct
26,388 No 4 M Direct
53,630 No 4 A Direct
Footnotes
  1. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/20.
  2. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  3. As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,727 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,038 vested dividend equivalent rights and a de minimus adjustment of 0.4321 due to fractional rounding of the dividend equivalent rights.
  4. As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,626 of which will vest on 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 569 vested dividend equivalent rights and a de minimus adjustment of 0.6345 due to fractional rounding of the dividend equivalent rights.
  5. On 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.