Filing Details
- Accession Number:
- 0001381668-20-000147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-14 17:34:42
- Reporting Period:
- 2020-12-10
- Accepted Time:
- 2020-12-14 17:34:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1381668 | Tfs Financial Corp | TFSL | Savings Institution, Federally Chartered (6035) | 522054948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1757689 | H Ashley Williams | 7007 Broadway Avenue Cleveland OH 44105 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-10 | 2,800 | $0.00 | 12,800 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-12-10 | 10,000 | $0.00 | 22,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-14 | 12,800 | $17.82 | 10,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2020-12-10 | 2,800 | $0.00 | 2,800 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2020-12-10 | 10,000 | $0.00 | 10,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 30,000 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,200 | Indirect | Trust Beneficiary |
| Common Stock | 30,000 | Indirect | Trustee for daughter's trust |
Footnotes
- These common share were acquired upon the vesting and settlement of certain restricted stock units
- Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020
- On December 20, 2018, the reporting person received a grant of 50,000 Restricted Stock Units ("RSUs"). These RSUs shall vest one-fifth (20%) per year beginning on December 10, 2019
Billionaire Hedge Funds
