Filing Details

Accession Number:
0001246360-20-001939
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-12-14 17:28:18
Reporting Period:
2020-12-11
Accepted Time:
2020-12-14 17:28:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1417866 W. Steven Etzel 1201 South Second Street
Milwaukee WI 53204
Senior Vice President & Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-12-11 61 $245.13 8,959 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 672 Indirect By Savings Plan
Footnotes
  1. Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/2/2020.
  2. Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/1/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020.
  3. Includes 697 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.