Filing Details
- Accession Number:
- 0001104659-20-134968
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-14 06:04:06
- Reporting Period:
- 2020-12-09
- Accepted Time:
- 2020-12-14 06:04:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1083220 | Xcel Brands Inc. | XELB | Patent Owners & Lessors (6794) | 760307819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1086742 | W Robert Loren D | 1333 Broadway, 10Th Floor New York NY 10018 | Ceo & Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-09 | 18,380 | $1.06 | 1,398,322 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-12-10 | 21,244 | $1.07 | 1,419,566 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 607,317 | Indirect | See Footnote |
Footnotes
- These share amounts have been adjusted to appropriately report that 68,034 shares previously reported as owned directly by Mr. D'Loren are owned indirectly through the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.
- Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.
Billionaire Hedge Funds
